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The broker dealers.(LATINO MONEY MANAGERS: EXCLUSIVE FEATURE ON MONEY MANAGERS)(Luis F. Restrepo, Ed De La Rosa)(Interview)
Broker-dealers are companies that trade securities for customers as well as for their own account. In the United States, a broker-dealer must be registered with the Financial Industry, Regulatory Authority. When executing trade orders on behalf of a customer, the institution is said to be acting as a broker. When executing trades for its own account, the institution is said to be acting as a dealer.
Securities bought from clients or other firms in the capacity of dealer may be sold to clients or other firms acting again in the capacity of dealer, or they may become a part of the firm's holdings.
[ILLUSTRATION OMITTED]
Multitrade Securities, LLC
Luis F. Restrepo
Chief Executive Officer
(212) 277-8175
www.mulfitrade.net
Founded in 1999, MultiTrade is an agency-only broker dealer …
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