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FINRA: Housing Woe Puts Wealth at Risk.
Washington, DC -- Some experts are warning that the mortgage crisis and a weaker economy are bringing about another crisis of increased risk to personal wealth and the long-term financial health of individual investors.
Asset risk management strategies may vary, but some investors may be trying to cope with rocky economic conditions by putting their most valuable assets at risk in an effort to raise cash quickly, CEO of the Financial Industry Regulatory Authority, Mary Schapiro said talking at a Women in Housing and Finance panel here.
Based on the consolidation of NASD and NYSE Member Regulation, FINRA was created in 2007. It is the largest non-governmental regulator for all securities firms doing business in the United States "dedicated to investor protection and market integrity through effective and efficient regulation and complementary compliance and technology-based services."
FINRA is involved in every aspect of the securities business-from registering and educating industry participants, to ...
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- Press release article from: Business Wire August 30, 2007 700+ words
...commissioned by the Financial Industry Regulatory Authority (FINRA). FINRA is the new regulatory body created in July 2007 by the...NASD and New York Stock Exchange Member Regulation. FINRA regulates nearly 5,100 brokerage firms and more than...
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...Financial Industry Regulatory Authority (FINRA) today announced the initiation of two...seniors and individuals nearing retirement. FINRA CEO Mary Schapiro announced the sweeps...loss to being misled or defrauded," said FINRA CEO Mary Schapiro. "This concern is real...
Source: HighBeam Research, FINRA: Housing Woe Puts Wealth at Risk.