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<a href="http://www.accessmylibrary.com/coms2/summary_0286-26182805_ITM" title="Facts and information about SEC to probe companies' research function.">SEC to probe companies' research function.</a>
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SEC to probe companies' research function.
(From Financial News (Daily))
The Securities and Exchange Commission will on Wednesday say it is studying conflicts of interest and other areas of concern in the analyst research function of financial services companies. The study could ultimately lead to a break-up of Wall Street securities houses.The SEC will ask if research and investment banking should be allowed to take place within the ...
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