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<a href="http://www.accessmylibrary.com/coms2/summary_0286-23379526_ITM" title="Facts and information about Market misconduct.">Market misconduct.</a>
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Market misconduct.
(From Financial Director)
The UK share trading arm of Dutch bank ABN Amro was fined GBP900,000 in April by the FSA for "market misconduct and serious compliance failures". The regulator said its traders had "accepted improper instructions, whose apparent ...
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- FSA fines ABN Amro Equities GBP900,000 for market misconduct.
- Press release article from: M2 Presswire April 23, 2003 700+ words
...2003-UK Government: FSA fines ABN Amro Equities GBP900,000 for market misconduct(C)1994-2003 M2 COMMUNICATIONS...Financial Services Authority (FSA) has today fined ABN...AAE) GBP900,000 for market misconduct and serious compliance...
- FSA agrees coordinated approach to market abuse cases.
- Press release article from: M2 Presswire November 20, 2001 700+ words
...COMMUNICATIONS LTD RDATE:20112001 The FSA today signed agreements with...be tackled effectively. The FSA also set out the broad criteria...The expectation is that where market misconduct is limited to an individual...enforcement action rather then the FSA. However, in more complex...
- FSA publishes results of money laundering investigation.
- Press release article from: M2 Presswire March 8, 2001 700+ words
...later in 2001, gives the FSA four statutory objectives...main areas in which the FSA will play a significant role in this are: criminal market misconduct (eg insider dealing...and Markets Act 2000, the FSA will have the power to make...
- FSA - reducing financial crime.
- Press release article from: M2 Presswire November 7, 2000 700+ words
...in mid-2001, gives the FSA four statutory objectives...main areas in which the FSA will play a significant role in this are: criminal market misconduct (eg insider dealing...money laundering. 3. The FSA's money laundering role...
- FSA slaps record fine on Deutsche trader.
- Newspaper article from: The Evening Standard (London, England) April 11, 2006 700+ words
...as the Scania trading. The FSA's managing director of wholesale...Hector Sants, said: "The FSA has previously expressed a...to act against institutional market misconduct, and Deutsche's failure...the type of conduct which the FSA will act against in its efforts...
- Talking Point: FSA needs to stop dragging its feet.
- Newspaper article from: Financial News April 27, 2003 700+ words
...Financial Services Authority (FSA) had more staff. If its...Canary Wharf.Last week the FSA slapped one of its biggest fines on ABN Amro for market misconduct and a hefty personal fine...appears to have taken the FSA nearly five years to establish...
- FSA cracks down hard on former Credit Suisse management.
- Newspaper article from: Financial News November 13, 2003 700+ words
...Financial Services Authority (FSA), the UK regulator, has...Amro's Michael Ackers for market misconduct earlier this year. Goekjian...has been banned from any FSA-regulated body after he deliberately...tried to mislead the NTA. The FSA heard that this included his...
- FSA Uses SAS and Detica for MiFID Compliance and to Combat Market Abuse.
- Press release article from: Business Wire June 11, 2007 700+ words
...Financial Services Authority (FSA). SAS UK and Detica...system that will assist the FSA to identify and pursue insider dealings and other market misconduct. The new intelligence solution...instruments. It will provide the FSA with intelligence on unusual...
