AccessMyLibrary provides FREE access to over 30 million articles from top publications available through your library.
Close
Create a link to this page
Copy and paste this link tag into your Web page or blog:
<a href="http://www.accessmylibrary.com/coms2/summary_0286-15431485_ITM" title="Facts and information about News - Fraudulent broker faces prison.">News - Fraudulent broker faces prison.</a>
Close
Set up an RSS feed that alerts you when new articles from Europe Intelligence Wire are available.
Frequently asked questions about RSS feeds
News - Fraudulent broker faces prison.
(From Post Magazine)
A broker faces prison after admitting selling GBP10m of policies without any underwriters to back them.
John Walker ran Edinburgh-based Tribune Risk Services when the Financial Services Authority called in the liquidators in December 2003 after discovering personal lines policies - later found to number 43,000 - had no cover in place.
At Edinburgh Sheriff Court, Mr Walker pleaded guilty to fraudulently obtaining GBP10.95m by selling unauthorised policies, which he pretended were backed by Lloyd's.
Premium finance company Can Do ...
Related articles from newspapers, magazines, journals, and more
For more facts and information, see all results
- NSW: Mortgage broker faces court over $5 million fraud
- Newspaper article from: AAP General News (Australia) July 7, 2009 700+ words
AAP General News (Australia) 07-07-2009 NSW: Mortgage broker faces court over $5 million fraud SYDNEY, July 7 AAP - A mortgage broker allegedly defrauded up to $5 million and threatened clients...
- Broker faces more defections
- Newspaper article from: The Independent - London November 2, 1995 700+ words
Seven directors and the institutional sales and corporate finance divisions at the Glasgow of Allied Provincial Stockbrokers this summer are leaving once their contracts expire. APS was recently acquired by Greig Middleton for pounds 16m, in a deal which created the largest private client brokers
- Broker faces July 5 trial on charges of intimidation.
- Newspaper article from: The Indianapolis Star (Indianapolis, Indiana) (via Knight-Ridder/Tribune Business News) April 20, 2005 700+ words
Byline: J.K. Wall Apr. 20--Stockbroker Marc N. Jaffe is set to stand trial July 5 in Hamilton Superior Court on intimidation charges filed against him last summer. Jaffe is accused of leaving threatening voice-mail messages for his former colleagues at Morgan Stanley's Indianapolis office. They
- Broker faces Missouri suspension over VA exchanges.(Investigations)(Variable...
- Magazine article from: National Underwriter Life & Health Postal, Arthur D. April 4, 2005 700+ words
MISSOURI SECURITIES Commissioner David Cosgrove issued a March 25 order suspending for 14 days, starting on March 28, the authority of Waddell & Reed Financial Inc., Overland Park, Kan., to sell securities in Missouri. Cosgrove also scheduled an April 7 hearing to review arguments about whether
- Broker Faces Split Caps Legal Action.
- Newspaper article from: Knight Ridder/Tribune Business News November 18, 2002 700+ words
Evening Standard, London Knight Ridder/Tribune Business News Nov. 18--Investment broker Collins Stewart is facing legal action from one of Australia's richest men over alleged mismanagement of split capital investment trusts. Businessman Danny Hill claims to have lost a seven-figure sum on
- Broker faces last SFA call
- Newspaper article from: The Independent - London Richard Thomson June 4, 1995 700+ words
BURKHARD BRAUCH, the broker at the heart of a derivatives scandal at Morgan Stanley, will be judged in absentia by the Securities & Futures Authority if he fails to turn up for a tribunal hearing this month. He risks being banned from operating in the London markets if the regulator finds against
- Broker faces Montana charges: Unauthorized trades alleged in client's IRA...
- Newspaper article from: Spokesman-Review (Spokane, WA) June 30, 2007 700+ words
Byline: John Stucke Jun. 30--Montana officials have accused Spokane stockbroker Richard H. Westerman of making about 155 unauthorized trades in a four-year span to earn $16,331 in commissions from a Missoula, Mont., client. The busy buying and selling within the Missoula investor's Individual
- Broker faces inquiry into Aim short selling.
- Newspaper article from: Financial News November 27, 2003 700+ words
The stockbroker Evolution Beeson Gregory is facing a stock exchange investigation after a number of small shareholders were left high and dry by short selling of an Aim listed stock.Financially troubled Room Service Group, a cash shell with debts of [pounds sterling]219,000, attracted interest from
