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Editor column.(Column)

Journal of Investment Compliance

| December 22, 2011 | Davis, Henry A. | COPYRIGHT 2008 Emerald Group Publishing, Ltd. (Hide copyright information)Copyright

We begin this issue with Jack Governale's comprehensive explanation of the rules relating to investment advisers adopted by the US Securities and Exchange Commission (SEC) under the provisions of the Dodd-Frank Wall Street Wall Street Reform and Consumer Protection Act. Then, addressing different provisions of the Dodd-Frank Act, Allison Lurton, Bruce Bennett, Robert Fleishman and William Massey provide a summary of the final Commodity Futures Trading Commission (CFTC) rules prohibiting manipulation of the commodity markets. Next Arthur Delibert and Gregory Wright explain the US Supreme Court's narrow interpretation of Rule 10b-5 in not allowing expansion of secondary liability for …

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