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Hong Kong: Hong Kong regulator probes mis-selling complaints on Lehman Brothers Minibond.
Section: Business News - Hong Kong's security market watchdog announced on Wednesday (September 24, 2008) that it has decided to probe whether Lehman Brothers-related retail structured notes have been misrepresented to local investors in the selling process.
"Having conducted several meetings with Minibond investors in the last few days to hear their grievances, we have decided to conduct formal investigation into allegations of mis-selling by certain licensed intermediaries," said Martin Wheatley, chief executive officer of the Securities and Futures Commission (SFC).
The SFC said it will look at the conduct of the three SFC-licensed distributors of Lehman …
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