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Highlights of this issue.(From the Editor)
The Investment Lawyer's first issue of 2007 analyzes a recent Securities and Exchange Commission (SEC) proceeding with significant repercussions for the bank mutual fund industry. In addition, in this issue we take another look at two perennially important topics: (1) board consideration of mutual fund investment advisory agreements, and (2) the effect of the Employee Retirement Income Security Act (ERISA) on investment vehicles holding "plan assets."
In the lead article for the January issue Richard Phillips and Kurt Decko of Kirkpatrick & Lockhart Preston Gates Ellis LLP examine the SEC order settling an administrative enforcement proceeding against BISYS Fund …
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- Highlights of this issue.(From The Editor)
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Magazine article from: The Investment Lawyer
Djinis, Stephanie A.
June 1, 2004
700+ words
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- Department of Labor Developments.(Regulatory Monitor)
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Magazine article from: The Investment Lawyer
Schmidt, William A. Galletto, Lori G.
January 1, 2005
700+ words
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- Zapata boardroom battle signals new era of shareholder activism. (Zapata Corp.)
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Magazine article from: Houston Business Journal
Pybus, Kenneth R.
July 5, 1993
700+ words
