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Bangkok Post, Thailand, Business Briefs Column.

Bangkok Post (Bangkok, Thailand)

| February 02, 2002 | COPYRIGHT 2002 Bangkok Post. This material is published under license from the publisher through the Gale Group, Farmington Hills, Michigan.  All inquiries regarding rights should be directed to the Gale Group. (Hide copyright information)Copyright

Feb. 2--THREE SECURITIES EXECUTIVES FINED: The Stock Exchange of Thailand has penalised three securities executives for violating market regulations.

Uamporn Pakdeewuttiphong had her registration revoked for professional misconduct while serving as a marketing officer for Adkinson Securities.

The SET said that Ms Uamporn, from September 1999 to October 2000, embezzled client funds and falsified confirmation letters issued in Adkinson's name sent to customers.

Nattapat Rangsanwas was fined 25,000 baht for placing bid-and-ask orders for an investor where the buyer and seller were the same party, while working as a trading officer at Vickers ...

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