AccessMyLibrary provides FREE access to over 30 million articles from top publications available through your library.
Create a link to this page
Copy and paste this link tag into your Web page or blog:
SEC Adamant about Pursuing Illegal Firms.
Byline: Chiratas Nivatpumin
Jul. 5--The Securities and Exchange Commission insists that it remains committed to taking legal action against unlicensed companies offering securities services.
Rapee Sucharitakul, the SEC's assistant secretary-general, said the commission was committed to enforcing local securities regulations and suppressing so-called "boiler room" activities.
Under the SEC Act, section 90 clearly states that securities businesses can only be operated by firms receiving a proper licence from the finance minister on a recommendation by the commission.
"This applies whether the securities in question are Thai shares or ...
- Bangkok Post, Thailand, Business Briefs Column.
- Newspaper article from: Knight Ridder/Tribune Business News August 24, 2001 700+ words
Bangkok Post, Thailand Knight Ridder...different planner. SEC DENIES CLAIM OF NEGLIGENCE...financial damage. The SEC said yesterday that...not sell because the SEC had relaxed the requirements...To see more of the Bangkok Post, or to subscribe to...
- Bangkok Post, Thailand, Insider Column.
- Newspaper article from: Knight Ridder/Tribune Business News February 5, 2002 700+ words
...a personal connection. The SEC exacted a stiff punishment...relations with outfits such as the SEC. She said she had instructed...consternation when she opened her Bangkok Post three days later and read what...mentioned it to him as such. But if SEC executives still harbour any...
- Bangkok Post, Thailand, company reports column.
- Newspaper article from: Knight Ridder/Tribune Business News December 3, 2004 700+ words
Bangkok Post, Thailand Knight Ridder...news report about an SEC investigation of director...Section of 312 of the SEC Act, said the action...Corporation, referring to SEC complaints against...To see more of the Bangkok Post, or to subscribe to...
- Bangkok Post, Thailand, Guest Column.
- Newspaper article from: Knight Ridder/Tribune Business News October 23, 2003 700+ words
...governance and disclosure practices" [Bangkok Post, Nov 6, 2002]. Companies considering...benefits of obtaining a SET- and SEC-sanctioned Good Corporate Governance...deloitte.com. To see more of the Bangkok Post, or to subscribe to the newspaper...
- Bangkok Post, Thailand, business briefs column.
- Newspaper article from: Knight Ridder/Tribune Business News August 17, 2004 700+ words
Bangkok Post, Thailand Knight Ridder...million baht. NEW THREE-YEAR SEC PLAN: The Securities and...face of future changes. SEC secretary-geenral Thirachai...times. To see more of the Bangkok Post, or to subscribe to the...
- Bangkok Post, Thailand, Nikhil B. Srinivasan Column.
- Newspaper article from: Knight Ridder/Tribune Business News June 26, 2003 700+ words
...Nikhil B. Srinivasan, Bangkok Post, Thailand Knight Ridder...Exchange Commission (SEC). Moving forward on...is important that the SEC and the SET ensure that...underlying goal of the SEC and the SET is to get...com To see more of the Bangkok Post,
- Bangkok Post, Thailand, Company Reports Column.
- Newspaper article from: Knight Ridder/Tribune Business News October 8, 2002 700+ words
Bangkok Post, Thailand Knight Ridder...said it had obtained SEC approval to convert RKBF...adviser. To see more of the Bangkok Post, or to subscribe to the...bangkokpost.com (c) 2002, Bangkok Post, Thailand. Distributed...
- Bangkok Post, Thailand, Leading The Way Column.
- Newspaper article from: Knight Ridder/Tribune Business News December 16, 2003 700+ words
Bangkok Post, Thailand Knight Ridder...materials issued by the SEC, the Office of the Auditor...com To see more of the Bangkok Post, or to subscribe to the...bangkokpost.com (c) 2003, Bangkok Post, Thailand. Distributed...