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BUSINESS BRIEFS.(A)
FINANCE
Citigroup fires worker after probe
Citigroup's Smith Barney brokerage unit is the most recent financial firm to fire an employee after an internal review of trading practices. Alliance Capital and Prudential Securities have also dismissed workers on their own. The total of dismissed or suspended workers amid a federal probe into mutual fund trading is now more than 20.
Quattrone memo worried lawyers
A high-ranking CSFB lawyer testifying in banker Frank Quattrone's obstruction of justice trial says a Quattrone-approved e-mail urging workers to "clean up" their files drew his attention because it might result in subpoenaed documents being deleted. Quattrone says he didn't know the documents had been requested as part of an IPO spinning probe.
REGULATION
NYSE to keep regulation in-house
- Prudential Securities Acquires Vector Securities International.
- Press release article from: Business Wire June 9, 1999 700+ words
...investment banking operations of Prudential Securities. - Acquisition will result in...equity research organization. Prudential Securities announced today that it has entered...The combination will establish Prudential Securities as a significant factor in the...
- PRUDENTIAL SECURITIES TO OFFER CLIENTS INTERNET ACCESS THROUGH AT&T...
- Press release article from: Business Wire April 15, 1996 700+ words
...April 15, 1996--Prudential Securities Incorporated and AT...that they will offer Prudential Securities clients easy access...T WorldNet Service. Prudential Securities clients using AT&...
- Foundation For New Era Philanthropy Bankruptcy Trustee, Non-Profits And...
- Press release article from: PR Newswire November 15, 1996 700+ words
...organizations, philanthropists and Prudential Securities Incorporated, announced today...resolve all claims brought against Prudential Securities by the Trustee and certain participants...withdrawal of objections filed by Prudential Securities to other settlements entered into...
- Standard Chartered and Prudential Securities enter into strategic relationship...
- Press release article from: Business Wire May 13, 1997 700+ words
...Standard Chartered Bank and Prudential Securities Inc. announced today...distributed placements. Prudential Securities' distribution teams...Prudential-Bache in Asia and Prudential Securities elsewhere) will distribute...
- PRUDENTIAL SECURITIES (JAPAN) ELECTED TO TOKYO STOCK EXCHANGE BOARD
- Press release article from: PR Newswire July 1, 1992 700+ words
PRUDENTIAL SECURITIES (JAPAN) ELECTED TO TOKYO STOCK EXCHANGE BOARD NEW YORK, July 1 /PRNewswire/ -- Prudential Securities said today that its Prudential Securities (Japan) Limited unit has been elected to the...
- PRUDENTIAL SECURITIES COMBINES CORPORATE LOCATIONS INTO TWO WALL STREET SITES
- Press release article from: PR Newswire August 5, 1992 700+ words
PRUDENTIAL SECURITIES COMBINES CORPORATE LOCATIONS...Aug. 5 /PRNewswire/ -- Prudential Securities announced today that it will...District, beginning in 1994. Prudential Securities, the third largest brokerage...
- Prudential Securities expands investment banking reach with formation of...
- Press release article from: Business Wire January 19, 1995 700+ words
...WIRE)--Jan. 19, 1995--Prudential Securities Inc. today announced that it has...the United States and abroad by Prudential Securities' network of 6,000 retail and...explained Vincent Pica, president of Prudential Securities' Capital Finance Group. "As...
- PRUDENTIAL SECURITIES ANNOUNCES RETAIL APPOINTMENTS
- Press release article from: PR Newswire June 8, 1992 700+ words
PRUDENTIAL SECURITIES ANNOUNCES RETAIL APPOINTMENTS NEW YORK, June 8 /PRNewswire/ -- Prudential Securities, the third largest brokerage...constantly changing needs of Prudential Securities' clients and will help determine...