AccessMyLibrary provides FREE access to over 30 million articles from top publications available through your library.
Create a link to this page
Copy and paste this link tag into your Web page or blog:
BUSINESS BRIEFS.(TO THE POINT)
FINANCE
Citigroup falls 10% on IPO probe
New York Attorney General Eliot Spitzer is now probing what role executives at Citigroup's Salomon Smith Barney unit played in allocating hot IPOs, sources said. Top WorldCom executives got such shares and sold them for big profits, according to records released by a House panel probing Citigroup. Prudential Securities cut Citigroup to a sell, citing legal risk. Other financials sold off on the news.
Stilwell reorganizes under Janus
The mutual fund giant is marshalling its operations under the flagship Janus name as 11-year company vet Mark Whiston prepares to head the newly unified entity. Stilwell, which has struggled to stem an exodus of customers and losses in its once-hot funds, had been looking for a CEO since founder Tom Bailey left in July. More on A9
Merrill to adopt reform measures
The investment bank plans to do so even if some states don't sign onto its $100 mil settlement deal with New York Attorney General Eliot Spitzer. About 40 ...
- New York Attorney General Eliot Spitzer Keynotes Investorside Research...
- Press release article from: PR Newswire April 11, 2005 700+ words
...Research Association: WHO: Eliot Spitzer, New York Attorney General Charles Gasparino...Rooms New York, NY New York Attorney General Eliot Spitzer headlines an all-star...Day Conference in New York. Attorney General Spitzer's investigation...
- Wall St. brokers run out of time.(Eliot Spitzer, New York Attorney General,...
- Magazine article from: Crain's New York Business April 15, 2002 700+ words
...with the American public. The steps securities firms have taken so far are clearly inadequate. New York Attorney General Eliot Spitzer generated last week's headlines. The AG's investigation of Merrill Lynch turned up scores of e-mails...
- New York Attorney General Eliot Spitzer to Address Class of 2003 at Adelphi...
- News wire article from: Ascribe Higher Education News Service April 23, 2003 700+ words
...President Robert A. Scott has announced that New York Attorney General Eliot Spitzer will deliver the annual commencement address...Axinn, the writer,aviator and developer. Eliot Spitzer became the state's 63rd Attorney General...
- Citi's Latest Grubman Problem: What is he telling Eliot Spitzer?(Citicorp...
- Magazine article from: Investment Dealers' Digest October 14, 2002 700+ words
...Salomon Smith Barney. Both men supervised Grubman and both were mentioned in a lawsuit filed by New York Attorney General Eliot Spitzer. McCaffrey will become global head of sales and marketing for e-business. Mark Fulton, who has been...
- New York Attorney General Eliot Spitzer speaks at Oklahoma City fundraiser.
- Newspaper article from: Daily Oklahoman (Oklahoma City, OK) January 13, 2005 700+ words
Byline: Don Mecoy Jan. 13--New York Attorney General Eliot Spitzer on Wednesday defended his high-profile prosecutions of financial malfeasance against investment banks, mutual funds and insurance...
- Money: Trading Traitors?(New York Attorney General Eliot Spitzer investigated...
- Magazine article from: Newsweek Stern, Linda September 15, 2003 700+ words
...Just when you thought it was safe to get back in the water, here come new mutual-fund problems. New York Attorney General Eliot Spitzer says he's discovered "widespread illegal-trading schemes." Spitzer says Bank of America allowed...
- SEC, Spitzer Look Into Bear Stearns' CDO Trading Practices.(collateralized debt...
- Newspaper article from: Private Placement Letter Pyburn, Allison July 18, 2005 700+ words
...the Securities and Exchange Commission and New York Attorney General Eliot Spitzer are investigating Bear Stearns' CDO trading...inquiry, and neither Bear Stearns nor the New York Attorney General's office could be reached for comment...
- California civil suits anticipated charges brought by Spitzer.(New York...
- Magazine article from: Los Angeles Business Journal Berry, Kate November 1, 2004 700+ words
...kickbacks and undisclosed fees to steer business to large insurers--allegations that were later made by New York Attorney General Eliot Spitzer. Both lawsuits--one filed in Superior Court in Los Angeles, the other in San Francisco--claim that...
